Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Giudice is a financial professional with over 10 years of experience in the industry. Michael is currently registered with TD Securities (usa) LLC as a broker-dealer representative. Michael has previously held positions at Cowen and Company, Credit Suisse Securities (USA) LLC, BNP Paribas Securities Corp., and Barclays Capital Inc. Michael holds the Series 7, 63, SIE, and 79TO securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/05/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
07/31/2023 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
04/06/2022 - 08/25/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/04/2018 - 03/01/2022
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
03/19/2014 - 11/30/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 04/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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