Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Giordano is a financial professional with over 16 years of experience in the financial services industry. Michael is currently registered with PFS Investments Inc., and holds a Series 7, Series 63, Series 9, Series 10, Series 24, and Series 65 license. Michael was previously registered with TD PRIVATE CLIENT WEALTH LLC, CITIGROUP GLOBAL MARKETS INC., HSBC SECURITIES (USA) INC., and CASIMIR CAPITAL L.P.. Michael has a broad range of experience in the financial services industry, including portfolio management for individuals, securities trading, and investment advisory services. Michael is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/03/2024 - Present
PFS Investments Inc. (BROOKLYN NY)
NY
09/02/2021 - 04/11/2023
TD PRIVATE CLIENT WEALTH LLC (NEW YORK NY)
NY
02/20/2014 - 08/10/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/05/2007 - 02/04/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
06/22/2006 - 08/29/2006
CASIMIR CAPITAL L.P. (NEW YORK NY)
IA
Issued 02/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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