Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Giordano is a financial professional with over 15 years of experience in the industry. Michael is currently registered with PFS Investments Inc. in New York and Florida. Michael has a strong background in financial planning and portfolio management, and is committed to providing his clients with personalized financial advice and strategies. Michael has held previous roles at TD Private Client Wealth LLC, Citigroup Global Markets Inc., HSBC Securities (USA) Inc., and Casimir Capital L.P. Michael holds the Series 7, 10, 9, 24, 63 and 65 licenses, demonstrating his expertise in securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
04/03/2024 - Present
PFS Investments Inc. (MIAMI LAKES FL)
NY
09/02/2021 - 04/11/2023
TD PRIVATE CLIENT WEALTH LLC (NEW YORK NY)
NY
02/20/2014 - 08/10/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/05/2007 - 02/04/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
06/22/2006 - 08/29/2006
CASIMIR CAPITAL L.P. (NEW YORK NY)
IA
Issued 2/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/7/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/3/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/9/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/2/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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