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Michael Giasi

Nylife Securities LLC

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About Michael Giasi

Michael Giasi is a registered representative with Nylife Securities LLC. Michael has been in the securities industry since July 2, 2001. Michael is registered in New Jersey with Series 7, Series 63 and Series 7TO licenses. Michael was previously registered with SAMUEL A RAMIREZ & CO., INC., CG CAPITAL MARKETS, LLC, CAPITAL GUARDIAN, LLC, KEYBANC CAPITAL MARKETS INC., KEEFE, BRUYETTE & WOODS, INC., SG AMERICAS SECURITIES, LLC, MAXIM GROUP LLC, PAINEWEBBER INCORPORATED and KIDDER, PEABODY & CO. INCORPORATED.

Firm Information

Michael Giasi is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Giasi’s Registration & Firm History

NJ

03/17/2024 - Present

Nylife Securities LLC (EDISON NJ)

NY

05/17/2016 - 06/23/2020

SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)

NJ

08/13/2015 - 04/26/2016

CG CAPITAL MARKETS, LLC (Red Bank NJ)

NJ

10/14/2014 - 07/30/2015

CAPITAL GUARDIAN, LLC (Red Bank NJ)

NY

11/30/2011 - 10/08/2014

KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)

NY

10/05/2009 - 11/04/2011

KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)

NY

07/10/2006 - 10/06/2009

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

04/07/2004 - 06/22/2006

MAXIM GROUP LLC (NEW YORK NY)

NJ

07/24/1991 - 09/17/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

09/06/1990 - 03/27/1991

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/10/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/17/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Giasi.
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