Unclaimed
Michael Giallombardo is a registered representative with Tp Icap Global Markets Americas LLC. Michael has been in the securities industry since January 2, 2017. Michael has passed the Series 63, SIE and Series 7 exams. Michael is registered to sell securities in New Jersey and New York. Previously, Michael was associated with PHX FINANCIAL, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/05/2017 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
05/04/2017 - 10/06/2017
PHX FINANCIAL, INC. (NEW YORK NY)
NJ
04/28/2016 - 08/26/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EDISON NJ)
BC
Issued 05/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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