Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tate is a financial advisor with over 35 years of experience in the industry. Michael is currently registered with Osaic Wealth, Inc. and has previously held positions with Woodbury Financial Services, Inc., Securian Financial Services, Inc., MetLife Securities Inc., New England Securities, Park Avenue Securities LLC, WS Griffith Securities, Inc., Baraban Securities, Inc., M.A. Gillespie Investment Corp., M.S. Equities, Inc., EIC Capital Corporation, Security First Financial, Inc., E.F. Daly Financial Group, Brad Peery Inc., and Cigna Securities, Inc. Michael's expertise lies in providing financial planning and wealth management services to individuals, families, and businesses. Michael holds the Series 7, Series 22, Series 24, Series 39, Series 63 and SIE licenses and is a Certified Financial Planner. Michael is committed to helping clients achieve their financial goals through personalized investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2024 - Present
Osaic Wealth, Inc. (SAN RAMON CA)
CA
06/17/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (SAN RAMON CA)
CA
02/19/2015 - 06/18/2019
SECURIAN FINANCIAL SERVICES, INC. (SAN MATEO CA)
CA
01/02/2015 - 03/03/2015
METLIFE SECURITIES INC. (SAN RAMON CA)
CA
02/09/2004 - 01/02/2015
NEW ENGLAND SECURITIES (SAN RAMON CA)
NY
10/15/2003 - 01/30/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
CT
02/02/1995 - 09/26/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CA
05/20/1993 - 02/08/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
CA
08/28/1992 - 03/02/1993
M.A. GILLESPIE INVESTMENT CORP. (TARZANA CA)
NA
10/28/1991 - 12/31/1991
M.S. EQUITIES, INC.
NA
10/08/1990 - 08/27/1991
EIC CAPITAL CORPORATION
CA
03/31/1990 - 06/19/1990
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
NA
07/28/1989 - 02/13/1990
E.F. DALY FINANCIAL GROUP
NA
09/09/1987 - 12/21/1989
BRAD PEERY INC.
NA
08/05/1986 - 08/20/1987
CIGNA SECURITIES, INC.
NA
08/19/1985 - 06/18/1986
AMERICANA CAPITAL INCORPORATED
BC
Issued 07/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/1993
Series 24 - General Securities Principal Examination
BC
Issued 07/31/1985
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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