Unclaimed
Michael Rogan is an investment advisor representative for Rogan & Associates, Inc. Michael has been in the industry since September 30, 1986, and has been with Rogan & Associates, Inc. since January 1997. Michael is licensed to conduct business in Florida and New York. Michael specializes in portfolio management for individuals and selection of other advisors. Michael has a strong track record of success in the industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
% of assets under another ria's management
1
2
FL
08/29/2022 - Present
Rogan & Associates, Inc. (SAFETY HARBOR FL)
MO
08/24/1995 - 12/31/1996
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
CO
07/28/1994 - 08/17/1995
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
MO
07/08/1991 - 08/04/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
02/12/1990 - 06/28/1991
PCI FINANCIAL SERVICES, INC.
NJ
09/30/1988 - 03/22/1990
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NA
07/21/1987 - 10/07/1988
R.B. MARICH, INC.
NA
07/31/1986 - 08/11/1987
THE STUART-JAMES COMPANY, INC.
NA
05/22/1986 - 01/30/1987
FIRST JERSEY SECURITIES, INC.
BC
Issued 08/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/26/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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