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Michael Gerard Rogan

Rogan & Associates, Inc.

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About Michael Gerard Rogan

Michael Rogan is an investment advisor representative for Rogan & Associates, Inc. Michael has been in the industry since September 30, 1986, and has been with Rogan & Associates, Inc. since January 1997. Michael is licensed to conduct business in Florida and New York. Michael specializes in portfolio management for individuals and selection of other advisors. Michael has a strong track record of success in the industry and is committed to providing his clients with the highest level of service.

Firm Information

Michael Rogan is currently registered with Rogan & Associates, Inc.. Rogan & Associates, Inc. is a Florida-based Corporation that has been in business since 1997. The firm offers a variety of financial planning and portfolio management services for individuals, corporations, and businesses, including retirement planning, college savings, and estate planning. The firm also provides selection of other advisors services. Rogan & Associates, Inc. manages over $586 million in assets for over 2,100 clients. They are registered with the SEC and have a presence in 22 states.
Rogan & Associates, Inc.

200 9TH AVENUE NORTH

SAFETY HARBOR, FL 34695

$586.15M

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

% of assets under another ria's management

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Michael Rogan’s Registration & Firm History

FL

08/29/2022 - Present

Rogan & Associates, Inc. (SAFETY HARBOR FL)

MO

08/24/1995 - 12/31/1996

CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)

CO

07/28/1994 - 08/17/1995

COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)

MO

07/08/1991 - 08/04/1994

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

02/12/1990 - 06/28/1991

PCI FINANCIAL SERVICES, INC.

NJ

09/30/1988 - 03/22/1990

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

NA

07/21/1987 - 10/07/1988

R.B. MARICH, INC.

NA

07/31/1986 - 08/11/1987

THE STUART-JAMES COMPANY, INC.

NA

05/22/1986 - 01/30/1987

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

BC

Issued 08/25/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/26/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael Gerard Rogan. Review regulatory record here.
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