Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gerard Ricciardi is a registered representative at Castle Hill Capital Partners, Inc. in NEW YORK, NY. Michael Gerard Ricciardi has been in the securities industry since 1986. Michael Gerard Ricciardi holds Series 3, 5, 7, 8, 14, 24, 63, 79TO, and 99TO licenses. Michael Gerard Ricciardi has worked for various companies in the financial industry, including MERCURY CAPITAL ADVISORS, LLC, NIGHTHAWK PARTNERS INC., MML DISTRIBUTORS, LLC, MML INVESTORS SERVICES, INC., PAINEWEBBER INCORPORATED, CITICORP SECURITIES, INC., KIDDER, PEABODY & CO. INCORPORATED, and SALOMON BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/01/2023 - Present
Castle Hill Capital Partners, Inc. (NEW YORK NY)
NY
09/02/2010 - 10/31/2023
MERCURY CAPITAL ADVISORS, LLC (NEW YORK NY)
NY
10/06/2009 - 12/07/2010
NIGHTHAWK PARTNERS INC. (NEW YORK NY)
NY
02/05/2004 - 10/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
04/29/2002 - 02/18/2004
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
03/15/2002 - 02/18/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
03/27/1997 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/31/1994 - 02/10/1997
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
08/21/1991 - 05/09/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
11/10/1983 - 05/09/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/24/1982 - 08/26/1983
SALOMON BROTHERS INC.
BC
Issued 08/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/01/1994
Series 24 - General Securities Principal Examination
BC
Issued 09/26/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1982
Series 5 - Interest Rate Options Examination
BC
Issued 11/18/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Michael Ricciardi is the right advisor for you? Invested Better is here to help.
