Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gerard Hickey is a registered investment advisor representative with Regal Advisory Services, Inc. Michael has been in the financial industry since 1988 and has experience with Regal Advisory Services, Inc., LEVEL FOUR FINANCIAL, LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., MCDONALD INVESTMENTS INC., FIRST UNION SECURITIES, INC., OPPENHEIMER & CO., INC., LEHMAN BROTHERS INC., and BLINDER, ROBINSON & CO., INC. Michael is licensed to provide investment advice in the following states: Arizona, California, Florida, Illinois, Indiana, Missouri, New Mexico, New York, Pennsylvania, Texas, Vermont, Wisconsin, and Wyoming. Michael has experience providing financial planning, educational seminars, and investment management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
12/11/2023 - Present
Regal Advisory Services, Inc. (GLENVIEW IL)
IL
01/04/2013 - 10/26/2023
LEVEL FOUR FINANCIAL, LLC (Grayslake IL)
IL
08/14/2002 - 01/04/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (NORTH RIVERSIDE IL)
OH
02/23/2001 - 08/19/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
MO
04/05/1994 - 03/19/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
09/27/1991 - 04/12/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
02/15/1990 - 10/16/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/22/1988 - 03/01/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
07/19/1988 - 08/20/1988
BLINDER, ROBINSON & CO., INC.
IA
Issued 02/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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