Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brennan is a Registered Representative and Investment Adviser Representative. Michael has been in the industry since April 14, 2010 and is currently registered with Capital Investment Advisory Services, LLC in Raleigh, North Carolina. Michael has passed the Series 63, Series 66, Series 7, SIE, and Series 24 exams. Previous employers include CAPITAL INVESTMENT BROKERAGE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, NEXPOINT SECURITIES, INC., BLUEROCK CAPITAL MARKETS LLC, REALTY CAPITAL SECURITIES, LLC, LAIDLAW & COMPANY (UK) LTD., RODMAN & RENSHAW, LLC, and MAXIM GROUP LLC. Michael's primary focus is on providing financial planning, pension consulting, and selection of other advisors services to individuals, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/03/2023 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
NC
01/03/2023 - 01/19/2023
CAPITAL INVESTMENT BROKERAGE, INC. (RALEIGH NC)
NC
11/19/2021 - 11/25/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARY NC)
TX
06/18/2018 - 10/20/2021
NEXPOINT SECURITIES, INC. (DALLAS TX)
NY
01/07/2016 - 05/31/2018
BLUEROCK CAPITAL MARKETS LLC (New York NY)
NY
02/25/2014 - 01/04/2016
REALTY CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
04/23/2012 - 11/16/2012
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
03/17/2010 - 04/20/2012
RODMAN & RENSHAW, LLC (NEW YORK NY)
NY
10/09/2008 - 03/22/2010
MAXIM GROUP LLC (WOODBURY NY)
BOTH
Issued 11/24/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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