Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Walters is a financial advisor at LPL Financial LLC, with over 30 years of experience in the industry. Michael is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, Series 24, Series 63, and Series 65 licenses. Michael has held previous positions at First Allied Securities, Inc. and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
02/03/2020 - Present
LPL Financial LLC (PORTAGE MI)
MI
11/03/2014 - 08/29/2018
FIRST ALLIED SECURITIES, INC. (MATTAWAN MI)
MI
09/01/2000 - 11/05/2014
NATIONAL PLANNING CORPORATION (MATTAWAN MI)
GA
04/25/1996 - 09/01/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
SC
11/06/1995 - 04/29/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
09/05/1991 - 11/08/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/05/1991 - 11/08/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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