Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael George Tracy is a financial professional with over 2 years of experience in the industry. Michael is a registered representative and a Registered Options Principal with Vanguard Marketing Corp., located in Malvern, Pennsylvania. Michael holds the Series 63, Series 7TO, Series 4, and Series 24 licenses, and is registered with the state of Pennsylvania. Michael is a dedicated professional focused on helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
04/23/2021 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 04/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2022
Series 4 - Registered Options Principal Examination
BC
Issued 06/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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