Unclaimed
Michael Sotiropoulos is a financial advisor with Intelligent Cross LLC in Stamford, Connecticut. Michael has been working in the financial industry since 2011 and has a strong track record of providing investment advice to clients. Michael holds the Series 7, Series 24, and Series 63 licenses as well as the SIE and Series 57 exams. Michael has a broad range of experience in the financial industry and is committed to providing clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/24/2021 - Present
Intelligent Cross LLC (STAMFORD CT)
NY
02/18/2020 - 10/30/2020
CITADEL SECURITIES LLC (NEW YORK NY)
NY
04/25/2016 - 12/31/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/18/2009 - 04/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2018
Series 57 - Securities Trader Exam
BC
Issued 11/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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