Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Richardson is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has been in the industry since 1987 and has held positions at several firms including MML Investors Services, LLC, Edward Jones, and Comerica Securities. Michael has a strong track record of success in helping clients meet their financial goals. Michael is a registered representative with FINRA and a registered investment advisor representative with the State of California. Michael is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/06/2020 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
05/09/2019 - 04/29/2020
MML INVESTORS SERVICES, LLC (SAN JOSE CA)
CA
08/10/2018 - 04/10/2019
EDWARD JONES (SAN JOSE CA)
CA
07/20/2015 - 06/13/2017
COMERICA SECURITIES (SAN JOSE CA)
CA
04/30/2015 - 07/27/2015
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
01/18/2013 - 04/29/2013
FIDELITY BROKERAGE SERVICES LLC (LOS GATOS CA)
CA
01/31/2007 - 04/20/2012
TD AMERITRADE, INC. (CAMPBELL CA)
CA
10/28/2005 - 04/21/2006
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
12/07/2001 - 09/10/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
10/01/2000 - 05/09/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/07/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MO
07/18/2000 - 09/29/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
PA
12/23/1994 - 07/14/1997
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
06/17/1994 - 12/23/1994
PNC SECURITIES CORP (PITTSBURGH PA)
NA
05/21/1988 - 07/14/1994
FIRST EASTERN BROKERAGE SERVICES, INC.
NA
08/05/1986 - 12/24/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/06/1983 - 08/11/1986
E. F. HUTTON & COMPANY INC
NA
07/19/1982 - 08/23/1983
JANNEY MONTGOMERY SCOTT INC.
NA
09/17/1981 - 08/26/1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 07/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2000
Series 12 - NYSE Branch Manager Examination
BC
Issued 07/05/1996
Series 4 - Registered Options Principal Examination
BC
Issued 04/24/1995
Series 24 - General Securities Principal Examination
BC
Issued 08/31/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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