Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Otting is a registered investment advisor representative with Empower Advisory Group, LLC. Michael has been in the securities industry since October 2002 and has been a registered investment advisor representative in Iowa since July 2022. Michael has a variety of licenses and certifications, including Series 6, 7, 63, 65, and SIE. Michael has worked for a number of firms, including Prudential Investment Management Services LLC and Cigna Financial Services, Inc. Michael is committed to providing his clients with the best possible investment advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
07/21/2022 - Present
Empower Advisory Group, LLC (Cascade IA)
IA
09/07/2012 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)
IA
03/06/2006 - 06/15/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
CT
05/23/2001 - 03/23/2004
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
03/04/1997 - 12/17/1997
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
03/01/1996 - 03/05/1997
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
Issued 09/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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