Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Moran is a registered representative and a financial professional with over 9 years of experience in the financial services industry. Michael is currently registered with Santander US Capital Markets LLC in New York, NY. Previously, Michael was registered with Santander Investment Securities Inc. and Standard Chartered Securities North America LLC. Michael holds Series 7, Series 24, Series 63 and SIE licenses and is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
05/07/2020 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
12/22/2012 - 11/26/2018
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)
BC
Issued 04/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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