Unclaimed
Michael Mattonelli is a financial professional with over 9 years of experience in the securities industry. Michael is currently registered with Tradition Securities AND Derivatives LLC in New York. Michael has held previous registrations with GFI Securities LLC. Michael is licensed in New York and North Carolina. Michael holds a Series 3, Series 7 and Series 63 license. Michael has been in the industry since 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2023 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
11/23/2013 - 09/30/2022
GFI SECURITIES LLC (NEW YORK NY)
BC
Issued 01/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2015
Series 3 - National Commodity Futures Examination
BC
Issued 11/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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