Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kowal is a financial advisor who has been in the industry since 1994. Michael is currently registered with Morgan Stanley and has a broad range of experience in the financial services industry. Michael has held positions at a number of other firms, including Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., Lehman Brothers Inc., and Morgan Stanley & Co., Incorporated. Michael specializes in providing financial advice to a wide range of clients, including individuals, businesses, and institutions. Michael holds a number of licenses and certifications, including Series 7, Series 3, Series 63, Series 65, and Series 8. Michael is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/02/2020 - Present
Morgan Stanley (New York NY)
NY
08/02/2005 - 08/27/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/26/2002 - 08/17/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/10/1999 - 05/08/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/26/1994 - 05/14/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 01/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1997
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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