Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael George Klein is a financial advisor with Robert W. Baird & Co. Inc., based in Milwaukee, Wisconsin. Michael has been in the industry since October 1992. Michael has a broad range of experience in the financial services industry, having previously worked for firms such as Cleary Gull Investment Management Services Inc., Cleary Gull Reiland & McDevitt Inc., Smith Barney Inc., and Lehman Brothers Inc.. Michael is licensed to provide investment advice and securities trading services in multiple states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
11/12/2001 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
11/27/1998 - 11/16/2001
CLEARY GULL INVESTMENT MANAGEMENT SERVICES INC. (MILWAUKEE WI)
WI
10/25/1996 - 11/27/1998
CLEARY GULL REILAND & MCDEVITT INC. (MILWAUKEE WI)
NY
07/31/1993 - 10/25/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
10/06/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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