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Michael George Higgins

Osaic Wealth, Inc.

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About Michael George Higgins

Michael Higgins is a financial advisor with Osaic Wealth, Inc. Michael has been working in the financial industry since 1998. Michael's expertise includes financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Michael holds Series 63, 65, and 7 licenses, as well as the SIE designation. Michael is also a Certified Financial Planner. Michael is registered to provide investment advice in Florida, New Jersey and New York.

Firm Information

Michael Higgins is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Higgins’s Registration & Firm History

NY

01/19/2024 - Present

Osaic Wealth, Inc. (Manhasset NY)

NY

11/07/2018 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (Manhasset NY)

NY

04/16/2015 - 06/19/2018

FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)

NY

01/22/2013 - 03/17/2015

MORGAN STANLEY (NEW YORK NY)

NY

10/04/2011 - 01/04/2013

WOODBURY FINANCIAL SERVICES, INC. (STATEN ISLAND NY)

NY

11/01/2010 - 10/13/2011

METLIFE SECURITIES INC. (STATEN ISLAND NY)

NY

08/06/2009 - 10/28/2010

HORNOR, TOWNSEND & KENT, INC. (STATEN ISLAND NY)

NY

01/27/2004 - 08/03/2009

PRIME CAPITAL SERVICES, INC. (FLUSHING NY)

CA

11/19/2001 - 01/26/2004

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

03/24/2000 - 11/14/2001

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

IL

04/13/1998 - 03/13/2000

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

03/21/1997 - 11/18/1997

JOSEPHTHAL & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/21/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/01/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/19/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael George Higgins.
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