Unclaimed
Michael Higgins is a financial advisor with Osaic Wealth, Inc. Michael has been working in the financial industry since 1998. Michael's expertise includes financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Michael holds Series 63, 65, and 7 licenses, as well as the SIE designation. Michael is also a Certified Financial Planner. Michael is registered to provide investment advice in Florida, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/19/2024 - Present
Osaic Wealth, Inc. (Manhasset NY)
NY
11/07/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (Manhasset NY)
NY
04/16/2015 - 06/19/2018
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
01/22/2013 - 03/17/2015
MORGAN STANLEY (NEW YORK NY)
NY
10/04/2011 - 01/04/2013
WOODBURY FINANCIAL SERVICES, INC. (STATEN ISLAND NY)
NY
11/01/2010 - 10/13/2011
METLIFE SECURITIES INC. (STATEN ISLAND NY)
NY
08/06/2009 - 10/28/2010
HORNOR, TOWNSEND & KENT, INC. (STATEN ISLAND NY)
NY
01/27/2004 - 08/03/2009
PRIME CAPITAL SERVICES, INC. (FLUSHING NY)
CA
11/19/2001 - 01/26/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
03/24/2000 - 11/14/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IL
04/13/1998 - 03/13/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
03/21/1997 - 11/18/1997
JOSEPHTHAL & CO., INC. (NEW YORK NY)
IA
Issued 02/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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