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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Graham is a financial advisor with Raymond James & Associates, Inc. in St. Louis, MO. Michael has over 7 years of experience in the financial services industry. Michael holds the Series 7, Series 9, Series 10 and Series 66 securities licenses. Michael previously worked at Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated and Edward Jones. Michael is a graduate of the University of Missouri-Columbia with a degree in Finance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/31/2021 - Present
Raymond James & Associates, Inc. (St. Louis MO)
MO
11/07/2019 - 08/05/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
01/11/2017 - 11/01/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
05/04/2016 - 01/06/2017
EDWARD JONES (Maryland Heights MO)
BOTH
Issued 06/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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