Unclaimed
Michael Gabriel has been in the industry since 1999 and is currently registered as a securities representative with Citigroup Global Markets Inc. Michael has previously worked at UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Pershing LLC and Datek Online Brokerage Services Corp. Michael holds a variety of securities licenses including Series 7, Series 24, Series 52TO, Series 53, Series 55, Series 57TO and Series 79TO. Michael Gabriel is a licensed securities professional in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/24/2024 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NJ
05/16/2016 - 05/22/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/09/2011 - 05/13/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
06/19/2007 - 05/12/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
11/10/1999 - 06/15/2007
PERSHING LLC (JERSEY CITY NJ)
NE
04/20/1998 - 10/28/1999
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
BC
Issued 04/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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