Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Botts is a financial advisor registered with MML Investors Services, LLC since 1999. Michael has been in the industry since 1986, having previously been registered with G. R. Phelps & Co., Inc., John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company. Michael holds FINRA Series 7, 6, 63 and 24 licenses and has been active in the securities industry for over 35 years. Michael offers a broad range of services including financial planning, asset allocation programs, portfolio management for individuals and businesses, selection of other advisors and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IA
11/23/1999 - Present
MML Investors Services, LLC (BETTENDORF IA)
NA
02/05/1993 - 03/01/1996
G. R. PHELPS & CO., INC.
MA
07/14/1986 - 02/04/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/14/1986 - 02/04/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 08/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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