Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Genovese is a financial professional with over 14 years of experience in the industry. He is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Michael is licensed in Massachusetts and has passed the Series 7, Series 9, Series 10, and Series 63 exams. He holds a SIE certification and has been involved in the financial services industry since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
02/13/2018 - Present
National Financial Services LLC (BOSTON MA)
RI
03/21/2011 - 10/21/2011
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
FL
11/08/2007 - 10/19/2010
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BC
Issued 11/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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