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Michael Gene Asmus

Charles Schwab & CO., Inc.

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About Michael Gene Asmus

Michael Asmus is a financial professional with over a decade of experience in the industry. Michael is currently registered with Charles Schwab & CO., Inc., and has previously held positions at TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc. Michael holds the Series 27, Series 99TO, and SIE licenses. Michael's experience in financial services makes him a valuable asset to any client looking for assistance with financial planning and investment management.

Firm Information

Michael Asmus is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Michael Asmus’s Registration & Firm History

NE

01/22/2021 - Present

Charles Schwab & CO., Inc. (Omaha NE)

NE

10/10/2016 - 01/28/2021

TD AMERITRADE CLEARING, INC. (OMAHA NE)

NE

08/10/2016 - 01/28/2021

TD AMERITRADE, INC. (OMAHA NE)

NE

05/03/2016 - 07/25/2016

SECURITIES AMERICA, INC. (LAVISTA NE)

NE

02/13/2012 - 04/21/2016

TD AMERITRADE CLEARING, INC. (OMAHA NE)

NE

12/13/2011 - 04/21/2016

TD AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 12/12/2011

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Gene Asmus.
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