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Michael Gavin

Wealth Enhancement Advisory Services, LLC

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About Michael Gavin

Michael Gavin has been a financial advisor since 1997 and is a CERTIFIED FINANCIAL PLANNER™. Michael has been registered with Wealth Enhancement Advisory Services, LLC since 2024. Previously, Michael Gavin was registered with RAYMOND JAMES FINANCIAL SERVICES, INC. Michael Gavin has a diverse background in the financial industry, with experience in various areas of investment management. Michael Gavin is licensed to provide financial advice in 37 states, and has a wide range of experience in serving individuals, families, businesses and institutional clients.

Firm Information

Michael Gavin is currently registered with Wealth Enhancement Advisory Services, LLC. Wealth Enhancement Advisory Services, LLC is a financial advisor based in Plymouth, Minnesota, with over 600 employees and over $72 billion in assets under management. They offer financial planning, pension consulting, and portfolio management services to individuals, corporations, charitable organizations, and pension and profit-sharing plans. They also provide educational seminars and select other advisors.
Wealth Enhancement Advisory Services, LLC

505 NORTH HWY 169

PLYMOUTH, MN 55441

$72.02B

Assets Under Management

177

Total Clients

643

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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erisa 3(38) investment manager

Erisa 3(38) investment manager

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees received from third party investment advisors

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Michael Gavin’s Registration & Firm History

MN

06/03/2024 - Present

Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)

MI

07/27/1998 - 06/05/2024

RAYMOND JAMES FINANCIAL SERVICES, INC. (MIDLAND MI)

IL

02/01/1995 - 03/31/1995

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

NA

09/22/1993 - 02/01/1995

KEMPER FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 07/31/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1998

Series 7 - General Securities Representative Examination

BC

Issued 09/21/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Gavin.
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