Unclaimed
Michael Gary Dahlquist is a financial advisor in Littleton, CO. Michael has been working in the financial services industry since 1988. Michael is currently registered with The Leaders Group, Inc. Previously, Michael was also registered with Tower Square Securities, Inc., Pacific Select Distributors, Inc., Cadaret, Grant & Co., Inc., Transamerica Financial Resources, Inc., and The Equitable Life Assurance Society of the United States. Michael has passed the Series 6, 7, 24, 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/26/2007 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
02/11/2004 - 06/08/2007
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
12/08/1998 - 05/02/2003
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NY
02/17/1998 - 12/01/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
CA
01/20/1992 - 11/18/1997
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NY
05/27/1987 - 01/09/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/27/1987 - 01/09/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 05/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Dahlquist is the right advisor for you? Invested Better is here to help.