Unclaimed
Michael Garron Walsh is a registered representative with BMO Capital Markets Corp., and has been in the industry since April 6, 2019. Michael holds Series 7TO, Series 63 and SIE licenses. He is currently registered with the states of Massachusetts and New York. Prior to BMO Capital Markets Corp., Michael worked with STEPHENS and DEUTSCHE BANK SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
MA
05/05/2021 - Present
BMO Capital Markets Corp. (BOSTON MA)
MA
08/09/2019 - 04/28/2021
STEPHENS (BOSTON MA)
MA
04/01/2019 - 08/30/2019
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
BC
Issued 04/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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