Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gargano is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Castleoak Securities, LP in New York, NY. Michael has held previous positions with Cantor Fitzgerald & Co., CF Secured, LLC, and The Vertical Group, among others. Michael holds several professional licenses and designations, including Series 7, Series 63, Series 52TO, Series 53, Series 24, and Series 27.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/20/2020 - Present
Castleoak Securities, LP (NEW YORK NY)
NY
06/18/2018 - 07/21/2020
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/18/2018 - 07/21/2020
CF SECURED, LLC (NEW YORK NY)
NY
04/18/2017 - 06/27/2018
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
03/26/2014 - 04/12/2016
THE VERTICAL GROUP (NEW YORK NY)
NY
04/12/2011 - 03/18/2014
TOPEKA CAPITAL MARKETS INC. (NEW YORK NY)
NJ
05/05/2009 - 01/28/2011
PERSHING LLC (JERSEY CITY NJ)
NY
05/16/2000 - 05/05/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 08/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 11/14/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/02/2011
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/15/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2012
Series 3 - National Commodity Futures Examination
BC
Issued 08/14/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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