Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Basco is a financial advisor at LPL Financial LLC with over 20 years of experience in the industry. Michael has held registrations in numerous states throughout his career, and currently holds active registrations in California, Illinois, and Texas. Michael has a broad background in the financial services industry, having worked with various firms including B. Riley Wealth Management, National Securities Corporation, Oppenheimer & Co. Inc., H&R Block Financial Advisors, Inc., Web Street Securities, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Michael has a proven track record of providing financial guidance and investment strategies to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/09/2023 - Present
LPL Financial LLC (HACIENDA HEIGHTS CA)
IL
07/22/2022 - 01/11/2023
B. RILEY WEALTH MANAGEMENT (OAKBROOK TERRACE IL)
IL
04/29/2014 - 07/22/2022
NATIONAL SECURITIES CORPORATION (OAKBROOK TERRACE IL)
IL
07/28/2006 - 04/24/2014
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
12/18/2001 - 08/01/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (OAKBROOK TERRACE IL)
IL
05/04/2000 - 04/23/2001
WEB STREET SECURITIES, INC. (DEERFIELD IL)
NY
09/24/1999 - 03/07/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/24/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 08/17/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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