Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Galiger is a financial advisor at Wells Fargo Clearing Services, LLC, a firm with over $10 billion - $50 billion in assets under management. Michael has been in the industry since 2022 and holds the Series 7TO, Series 63, and SIE licenses. Michael has been registered with the state of North Carolina since 2023. Michael previously worked at Fidelity Brokerage Services LLC. Michael has experience in financial planning, portfolio management for businesses and individuals, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/01/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
RI
10/06/2022 - 04/18/2023
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 11/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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