Unclaimed
Michael Galant is a financial advisor with J.p. Morgan Securities LLC and has been in the financial services industry since 1990. Michael has a wide range of experience and holds Series 7, 8, 24, 63 and 65 licenses. Michael is located in Warren, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
09/20/2016 - Present
J.p. Morgan Securities LLC (WARREN NJ)
NY
06/19/2014 - 09/01/2016
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
01/27/2014 - 06/03/2014
BRADLEY WOODS & CO. LTD. (NEW YORK NY)
NY
01/21/2011 - 01/04/2012
GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)
NY
11/04/2005 - 01/24/2011
BREAN MURRAY, CARRET & CO., LLC. (NEW YORK NY)
MA
10/05/2004 - 11/03/2005
AMERICA'S GROWTH CAPITAL, LLC (BOSTON MA)
OH
05/01/2003 - 07/01/2004
FTN MIDWEST RESEARCH SECURITIES CORP (CLEVELAND OH)
TN
05/01/2003 - 06/12/2003
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
03/10/2003 - 04/30/2003
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
CA
11/14/2001 - 03/03/2003
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
MA
01/05/2000 - 11/13/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
CT
06/22/1993 - 01/18/2000
ADVEST, INC. (HARTFORD CT)
NY
08/20/1991 - 07/07/1993
BREAN MURRAY, FOSTER SECURITIES INC. (NEW YORK NY)
NY
01/30/1990 - 07/30/1990
MUZINICH & CO., INC. (NEW YORK NY)
FL
04/11/1988 - 01/16/1990
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
02/24/1987 - 03/01/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
IA
Issued 04/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/21/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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