Unclaimed
Michael Gabriel Mathews is a financial advisor with over 25 years of experience in the financial services industry. Michael is currently registered with Fifth Third Securities, Inc. and is licensed to provide securities and investment advisory services in all 50 states. Michael has previously worked at several other firms, including Avondale Partners, LLC, Stephens Inc., Dempsey & Company, L.L.C., Wachovia Brokerage Service, and RM Stark & Co Inc. Michael holds several industry licenses and certifications, including Series 7, Series 4, Series 55, Series 57TO, and SIE. Michael specializes in portfolio management for individuals and businesses, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
06/23/2016 - Present
Fifth Third Securities, Inc. (NASHVILLE TN)
TN
09/08/2003 - 06/14/2016
AVONDALE PARTNERS, LLC (NASHVILLE TN)
AR
02/20/2002 - 09/16/2003
STEPHENS INC. (LITTLE ROCK AR)
IL
05/04/1999 - 10/31/2001
DEMPSEY & COMPANY, L.L.C. (CHICAGO IL)
NC
04/23/1997 - 09/28/1998
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
FL
11/01/1996 - 11/25/1996
RM STARK & CO INC. (LAKE WORTH BEACH FL)
IA
08/02/1996 - 10/25/1996
DICKINSON & CO. (DES MOINES IA)
BC
Issued 8/8/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/23/1998
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 8/1/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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