Unclaimed
Michael Gabriel Mason has been a registered representative in the securities industry since December 16, 2014. Michael Gabriel Mason is currently registered with Open To The Public Investing, Inc. in New York, New York. Michael Gabriel Mason is registered as a general securities principal and holds the Series 24 and Series 4 licenses. Michael Gabriel Mason was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in HOLLY SPRINGS, NC, and Fidelity Brokerage Services LLC in DURHAM, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/22/2022 - Present
Open TO THE Public Investing, Inc. (New York NY)
NC
08/31/2015 - 04/18/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOLLY SPRINGS NC)
NC
12/16/2014 - 07/31/2015
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BOTH
Issued 01/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2024
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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