Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Romanello is a registered representative and investment advisor representative with over 20 years of experience in the financial services industry. Michael is currently affiliated with Independence Capital Co., Inc. based in Parma, Ohio. Michael has previously been affiliated with The O.N. Equity Sales Company, Independence Capital Co., Inc., Waterstone Financial Group, Inc., Mutual Service Corporation, MetLife Securities Inc., and Metropolitan Life Insurance Company. Michael has passed the Securities Industry Essentials Examination (SIE), the Investment Company Products/Variable Contracts Representative Examination (Series 6), and the Uniform Securities Agent State Law Examination (Series 63). Michael is licensed to provide financial advice and securities services in several states, including Arizona, Florida, Georgia, Illinois, Kentucky, Maryland, Michigan, North Carolina, Ohio, Virginia, and Wisconsin. Michael specializes in providing financial advice and securities services to individuals and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
05/24/2019 - Present
Independence Capital CO., Inc. (PARMA OH)
OH
01/06/2012 - 05/24/2019
THE O.N. EQUITY SALES COMPANY (WESTLAKE OH)
OH
01/03/2007 - 12/31/2011
INDEPENDENCE CAPITAL CO., INC. (PARMA OH)
OH
01/14/2005 - 12/31/2006
WATERSTONE FINANCIAL GROUP, INC. (WESTLAKE OH)
MA
05/18/2004 - 12/31/2004
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
05/09/2003 - 05/17/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/09/2003 - 05/17/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 03/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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