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Michael G Pane

Tradition Securities AND Derivatives LLC

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About Michael G Pane

Michael G Pane is a securities professional with over 20 years of experience in the industry. Michael currently works at Tradition Securities and Derivatives LLC, and previously held positions at Standard Credit Securities Inc., Tullett Prebon Financial Services LLC and Tullett Liberty Brokerage Inc. Michael has a Series 7, Series 63 and SIE license and is registered in the state of New York.

Firm Information

Michael Pane is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Pane’s Registration & Firm History

NY

02/16/2012 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

10/03/2011 - 02/16/2012

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

NY

08/25/2008 - 09/26/2011

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

12/13/2002 - 10/09/2008

TULLETT LIBERTY BROKERAGE INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/15/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael G Pane.
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