Unclaimed
Michael Hillers is a financial advisor at Wells Fargo Clearing Services, LLC in Las Vegas, NV. Michael has been in the financial services industry for over 20 years and has extensive experience in providing investment advice to individuals and businesses. He holds Series 7, Series 63, Series 65, Series 9 and Series 10 licenses. Michael is committed to helping his clients achieve their financial goals by providing personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
11/05/2023 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NV
01/14/2009 - 03/21/2014
UBS FINANCIAL SERVICES INC. (LAS VEGAS NV)
NV
07/01/2003 - 01/15/2009
WACHOVIA SECURITIES, LLC (LAS VEGAS NV)
NY
01/07/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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