Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael g? Claim Your ProfileMichael Gerard Daly is a financial advisor with UBS Financial Services Inc. based in Purchase, New York. Michael Daly has over 20 years of experience in the financial services industry. Michael Daly is registered with FINRA and has licenses in multiple states. Michael Daly specializes in providing financial advice to individuals, corporations, and high-net-worth clients. In addition to his financial advisory work, Michael Daly is also a member of the board of directors for Huguenot Gardens Tenant Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/25/2014 - Present
UBS Financial Services Inc. (Purchase NY)
NY
06/01/2009 - 04/28/2014
MORGAN STANLEY (MOUNT KISCO NY)
NY
07/21/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
MO
10/01/2000 - 12/19/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
03/11/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 09/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael g Daly is the right advisor for you? Invested Better is here to help.
