Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael G. Dooley is a Registered Representative at Santander Securities LLC in Swampscott, MA. Michael has been in the financial industry for 15 years and has a strong track record of success. Michael is also a Registered Investment Advisor and is licensed to provide investment advice in Massachusetts. Michael specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Michael has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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MA
07/15/2013 - Present
Santander Securities LLC (Swampscott MA)
MA
06/01/2012 - 03/13/2013
INVESTORS CAPITAL CORP. (BURLINGTON MA)
MA
03/16/2011 - 06/29/2012
CAMBRIDGE INVESTMENT RESEARCH, INC. (BURLINGTON MA)
MA
02/27/2009 - 05/18/2010
LPL FINANCIAL CORPORATION (BEVERLY MA)
MA
04/12/2007 - 02/27/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (BEVERLY MA)
IA
Issued 08/27/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2011
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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