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Michael G Clark

SG Americas Securities, LLC

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About Michael G Clark

Michael G Clark is a financial advisor with over 20 years of experience in the industry. Michael Clark is currently registered with SG Americas Securities, LLC and has held previous positions at CREDIT SUISSE SECURITIES (USA) LLC and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. Michael Clark is a Series 3, 7, 10, 9, 24 and 63 licensed professional. Michael Clark holds registrations in 52 states and is currently active in both the Broker-Dealer and Investment Advisor space.

Firm Information

Michael Clark is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Clark’s Registration & Firm History

NY

03/16/2016 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

04/25/2000 - 03/03/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

11/03/2000 - 01/17/2003

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/25/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/04/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/27/2021

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael G Clark.
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