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Michael G Chewning

Charles Schwab & CO., Inc.

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About Michael G Chewning

Michael Chewning is an investment professional with over 20 years of experience in the financial services industry. Michael is registered with Charles Schwab & Co., Inc. and has held prior registrations with OppenheimerFunds Distributor, Inc., WM Smith & Co., Macquarie Capital (USA) Inc., Tristone Capital Co., Tristone Capital (U.S.A.) Inc., Petrie Parkman & Co., Inc., Morgan Keegan & Company, Inc., HSBC Securities (USA) Inc., and OppenheimerFunds Distributor, Inc. Michael holds multiple professional designations and has expertise in a variety of investment products and services.

Firm Information

Michael Chewning is currently registered with Charles Schwab & CO., Inc.. CHARLES SCHWAB & CO., INC. is a corporation formed in April 1971 and headquartered in San Francisco, California. They offer financial planning, wrap fee programs, and select other advisors. They operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Charles Schwab & CO., Inc.

9800 Schwab Way

Lone Tree, CO 80124

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Michael Chewning’s Registration & Firm History

CO

01/09/2022 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

CO

08/16/2012 - 01/08/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

CO

02/15/2011 - 03/28/2012

WM SMITH & CO. (GREENWOOD VILLAGE CO)

CO

08/31/2009 - 11/29/2010

MACQUARIE CAPITAL (USA) INC. (DENVER CO)

CO

02/26/2008 - 08/31/2009

TRISTONE CAPITAL CO. (DENVER CO)

CO

01/11/2007 - 04/07/2008

TRISTONE CAPITAL (U.S.A.) INC. (DENVER CO)

CO

04/19/2006 - 12/19/2006

PETRIE PARKMAN & CO., INC. (DENVER CO)

TN

10/05/2000 - 04/13/2006

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NY

10/05/1999 - 10/10/2000

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

08/29/1996 - 10/01/1999

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 1/27/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 8/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/9/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/7/1999

Series 25 - NYSE Trading Assistant Examination

BC

Issued 8/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael G Chewning.
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