Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Chewning is a financial professional with over 23 years of experience in the financial services industry. Michael has a wide range of experience in investment management, financial planning and securities trading. Michael is currently registered with Charles Schwab & Co., Inc. and has been with the firm since December 2018. Prior to joining Charles Schwab, Michael worked at OppenheimerFunds Distributor, Inc. for over six years and WM Smith & Co. for over a year. Michael's professional designations include Series 7, 24, 25, 55, 63, and 66. Michael is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
01/09/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
08/16/2012 - 01/08/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
02/15/2011 - 03/28/2012
WM SMITH & CO. (GREENWOOD VILLAGE CO)
CO
08/31/2009 - 11/29/2010
MACQUARIE CAPITAL (USA) INC. (DENVER CO)
CO
02/26/2008 - 08/31/2009
TRISTONE CAPITAL CO. (DENVER CO)
CO
01/11/2007 - 04/07/2008
TRISTONE CAPITAL (U.S.A.) INC. (DENVER CO)
CO
04/19/2006 - 12/19/2006
PETRIE PARKMAN & CO., INC. (DENVER CO)
TN
10/05/2000 - 04/13/2006
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
10/05/1999 - 10/10/2000
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
08/29/1996 - 10/01/1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 01/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/07/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 08/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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