Unclaimed
Michael Cardwell is a financial advisor based in Salt Lake City, Utah. Michael has over 19 years of experience in the financial industry. Michael currently works with Fidelity Brokerage Services LLC. Michael holds Series 6, 7, 9, 10, 63 and SIE licenses. Michael has previously worked for FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Michael is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
01/01/2008 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
08/26/2004 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)
BC
Issued 07/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/25/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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