Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brown is a registered Investment Advisor Representative (IAR) in Arizona, Idaho, Oregon, Utah, and Washington. Michael is associated with Summit Global Investments, LLC. Michael has been in the financial services industry for over 30 years. Michael's prior work experience includes roles at Charles Schwab & Co., Inc., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and E*TRADE SECURITIES LLC. Michael holds Series 4, 6, 7, 8, 9, 10, 24, 63, and 66 securities licenses, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Analytical services.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
UT
11/15/2023 - Present
Summit Global Investments, LLC (BOUNTIFUL UT)
TX
04/08/2021 - 08/29/2023
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
UT
03/28/2018 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SALT LAKE CITY UT)
UT
06/17/2010 - 09/22/2017
E*TRADE SECURITIES LLC (SANDY UT)
UT
03/14/1989 - 07/09/2010
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
NA
02/10/1988 - 02/25/1988
FIDELITY BROKERAGE SERVICES, INC.
BOTH
Issued 06/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/13/2011
Series 24 - General Securities Principal Examination
BC
Issued 06/22/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/19/1991
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Michael Brown is the right advisor for you? Invested Better is here to help.
