Unclaimed
Michael Frere Dejohn is a registered representative with Capital ONE Securities, Inc. Michael has been in the securities industry since March 4, 2019. Michael holds Series 63, 79TO and SIE licenses. Michael is registered in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/05/2019 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 04/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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