Unclaimed
Michael Lawless is a financial advisor with Commonwealth Financial Network, a firm with offices in Auburn, Washington, and Gold Canyon, Arizona. Michael has been a registered representative for over 25 years and has extensive experience in the financial services industry. Michael has held previous positions at WAMU Investments, Inc. and PRUCO Securities Corporation. Michael is licensed in Washington and has earned several industry certifications, including the Series 6, 7, and 66. Michael is also the owner of Lawless Financial Group, LLC, a private entity established to facilitate securities, advisory, and insurance business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
08/08/2008 - Present
Commonwealth Financial Network (Auburn WA)
WA
08/08/2008 - 12/01/2023
COMMONWEALTH FINANCIAL NETWORK (Auburn WA)
WA
03/11/1998 - 08/11/2008
WAMU INVESTMENTS, INC. (SEATTLE WA)
NJ
04/08/1994 - 01/04/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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