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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ginestro is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the financial industry since 2007, and has experience with several firms including Charles Schwab & Co., Inc. and Dean Witter Reynolds Inc. Michael specializes in providing investment advisory services, portfolio management, and financial planning. Michael is licensed to sell securities in 52 states and Washington D.C. Michael is also licensed as an Investment Advisor Representative in Texas and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/14/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
02/03/2020 - 09/24/2020
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
CA
03/11/2004 - 09/12/2008
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
CA
10/01/1999 - 01/21/2004
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
NY
07/29/1997 - 10/15/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/08/1994 - 10/12/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 05/05/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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