Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gaines is a financial advisor with over 13 years of experience in the industry. Michael currently works for Fidelity Brokerage Services LLC. Prior to this, Michael worked for Ameriprise Financial Services, Inc. and Fidelity Brokerage Services LLC. Michael has a strong background in financial services and has a proven track record of success. Michael is dedicated to helping clients achieve their financial goals and provides a wide range of services to meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
04/04/2016 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
09/30/2009 - 07/07/2014
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NH
05/14/2008 - 01/05/2009
AMERIPRISE FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
BOTH
Issued 04/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/08/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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