Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ashendorf is a financial advisor based in San Francisco, California, with over 30 years of experience in the industry. Michael currently works for Btig, LLC, which he joined in December 2006. Previously, Michael held positions at Merlin Securities, LLC, W.R. Hambrecht + Co., LLC, Banc of America Securities LLC, Montgomery Securities, and Salomon Brothers Inc. Michael holds a Series 63, Series 24, Series 62, Series 57TO, SIE, Series 55, and Series 7 license. Michael is registered with the following states: Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Maryland, Massachusetts, Minnesota, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Texas, Utah, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/01/2006 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
07/21/2006 - 10/25/2006
MERLIN SECURITIES, LLC (SAN FRANCISCO CA)
CA
08/04/2003 - 03/21/2005
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 03/11/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
02/12/1992 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
03/22/1988 - 01/28/1992
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 05/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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