Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fred Field is a financial advisor with DFA Securities LLC. Michael has been in the industry since September 3, 2008. Michael has passed the Series 7, Series 24 and SIE exams. Michael is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/25/2019 - Present
DFA Securities LLC (CHARLOTTE NC)
CA
05/30/2007 - 06/18/2018
NUVEEN SECURITIES, LLC (LOS ANGELES CA)
BC
Issued 05/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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