Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fraser is a financial advisor with over 10 years of experience in the financial industry. Michael is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has a strong track record of providing financial advice to individuals, corporations, and institutions. Michael holds Series 6, 7, 63, and 65 licenses, and has a commitment to providing clients with personalized financial planning and investment management services. Michael's previous experience includes positions at Principal Securities, Inc., LPL Financial LLC, CRI Securities, LLC, and Securian Financial Services, Inc. Michael's expertise includes portfolio management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/15/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OAK BROOK IL)
SD
09/28/2021 - 06/29/2023
PRINCIPAL SECURITIES, INC. (SIOUX FALLS SD)
MN
03/16/2021 - 07/06/2021
LPL FINANCIAL LLC (BLOOMINGTON MN)
MN
01/22/2019 - 03/03/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
MN
01/22/2019 - 03/03/2021
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
ME
01/13/2015 - 08/10/2018
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MN
09/24/2011 - 12/31/2014
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
IA
Issued 12/31/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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