Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sciortino has been in the financial services industry since 1988. Michael is currently a registered representative with Finalis Securities LLC. Michael has held previous registrations with CETERA FINANCIAL SPECIALISTS LLC, AVANTAX INVESTMENT SERVICES, INC., HD VEST INVESTMENT SERVICES, NORTHERN LIGHTS DISTRIBUTORS, LLC, H.D. VEST INVESTMENT SERVICES, OPPENHEIMERFUNDS DISTRIBUTOR, INC., PILGRIM DISTRIBUTORS CORP., COLONIAL INVESTMENT SERVICES, INC., and E. F. HUTTON & COMPANY INC. Michael has a Series 3, Series 7, and Series 63 license. Michael also passed the Securities Industry Essentials Examination (SIE) and the Uniform Investment Adviser Law Examination (Series 65).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/2023 - Present
Finalis Securities LLC (New York NY)
LA
02/19/2021 - 02/28/2023
CETERA FINANCIAL SPECIALISTS LLC (LAPLACE LA)
LA
09/30/2019 - 02/22/2021
AVANTAX INVESTMENT SERVICES, INC. (LAPLACE LA)
LA
04/03/2017 - 12/06/2017
HD VEST INVESTMENT SERVICES (LAPLACE LA)
NE
11/19/2013 - 07/16/2015
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
LA
10/29/2004 - 05/15/2012
H.D. VEST INVESTMENT SERVICES (MANDEVILLE LA)
NY
06/26/1990 - 04/03/2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
CA
10/21/1987 - 07/03/1990
PILGRIM DISTRIBUTORS CORP. (LOS ANGELES CA)
NA
05/21/1986 - 08/28/1987
COLONIAL INVESTMENT SERVICES, INC.
NA
03/07/1984 - 05/22/1986
E. F. HUTTON & COMPANY INC
IA
Issued 12/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1984
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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